US Regulatory Agencies Ontology
type: Ontology
abstract: This ontology extends the primary regulatory agencies ontology in FBC with additional regulators that are specific to the United States and augments certain U.S. financial services entities based on who regulates them.
license: Copyright (c) 2015-2025 EDM Council, Inc. Copyright (c) 2015-2025 Object Management Group, Inc. Permission is hereby granted, free of charge, to any person obtaining a copy of this software and associated documentation files (the 'Software'), to deal in the Software without restriction, including without limitation the rights to use, copy, modify, merge, publish, distribute, sublicense, and/or sell copies of the Software, and to permit persons to whom the Software is furnished to do so, subject to the following conditions: The above copyright notice and this permission notice shall be included in all copies or substantial portions of the Software. THE SOFTWARE IS PROVIDED 'AS IS', WITHOUT WARRANTY OF ANY KIND, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO THE WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE AND NONINFRINGEMENT. IN NO EVENT SHALL THE AUTHORS OR COPYRIGHT HOLDERS BE LIABLE FOR ANY CLAIM, DAMAGES OR OTHER LIABILITY, WHETHER IN AN ACTION OF CONTRACT, TORT OR OTHERWISE, ARISING FROM, OUT OF OR IN CONNECTION WITH THE SOFTWARE OR THE USE OR OTHER DEALINGS IN THE SOFTWARE. See https://opensource.org/licenses/MIT.
imports: GovernmentEntities
imports: USGovernmentEntitiesAndJurisdictions
imports: CorporateBodies
imports: FormalBusinessOrganizations
imports: LEIEntities
imports: Executives
imports: BusinessCentersIndividuals
imports: BusinessRegistries
imports: FinancialServicesEntities
imports: USFinancialServicesEntities
imports: FinancialProductsAndServices
imports: Parties
imports: Addresses
imports: Relations
imports: AnnotationVocabulary
imports: Collections
imports: ContextualDesignators
imports: Designators
imports: Identifiers
imports: Locations
imports: Organizations
imports: RegistrationAuthorities
imports: RegulatoryAgencies
imports: RolesAndCompositions
imports: ISO3166-1-CountryCodes
imports: ISO3166-2-SubdivisionCodes-US
version IRI: USRegulatoryAgencies
change note: The https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/NorthAmericanEntities/USRegulatoryAgencies.rdf version of the ontology was modified to further reflect changes made in Commons v1.2 (FBC-338) and eliminate unused references and streamline representation (SEC-205).
change note: The https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/NorthAmericanEntities/USRegulatoryAgencies.rdf version of the ontology was modified to merge details from the old corporations ontology into corporate bodies for consistency and useability (BE-259).
change note: The https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/NorthAmericanEntities/USRegulatoryAgencies.rdf version of the ontology was modified to replace additional content that is now available in the OMG Commons Ontology Library (Commons) v1.2 (FND-389).
change note: The https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/NorthAmericanEntities/USRegulatoryAgencies.rdf version of the ontology was modified to use the Commons Ontology Library (Commons) Annotation Vocabulary rather than the OMG's Specification Metadata vocabulary and augmented to support better mapping to the NIC repository.
change note: The https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/NorthAmericanEntities/USRegulatoryAgencies.rdf version of this ontology was modified to replace content that is now available in the OMG Commons Ontology Library (Commons) v1.1 (FND-380).
change note: The https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/NorthAmericanEntities/USRegulatoryAgencies.rdf version of this ontology was modified to use the Commons Ontology Library (Commons) rather than the OMG's Languages, Countries and Codes (LCC), to eliminate redundancies in FIBO, and to augment the number and nature of financial institution entity types to cover more of the National Information Center (NIC) repository managed by the FFIEC.
change note: The https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/NorthAmericanEntities/USRegulatoryAgencies.rdf version of this ontology was revised to add a restriction on PrimaryFederalRegulator to say that it must be a government body.
change note: The https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/NorthAmericanEntities/USRegulatoryAgencies.rdf version of this ontology was revised to add tax identification number, employer identification number, federal government entity and state government entity.
change note: The https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/NorthAmericanEntities/USRegulatoryAgencies.rdf version of this ontology was revised to correct a restriction defining state government entities and to make federal reserve district identifier a subclass of geographic region identifier and fix spelling errors.
change note: The https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/NorthAmericanEntities/USRegulatoryAgencies.rdf version of this ontology was revised to eliminate dead links and address text formatting issues identified by hygiene testing.
change note: The https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/NorthAmericanEntities/USRegulatoryAgencies.rdf version of this ontology was revised to eliminate references to external dictionary sites that no longer resolve and clean up circular and ambiguous definitions.
change note: The https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/NorthAmericanEntities/USRegulatoryAgencies.rdf version of this ontology was revised to reflect the move of certain organization-specific concepts from BE to FND.
change note: The https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/NorthAmericanEntities/USRegulatoryAgencies.rdf version of this ontology was revised to replace uses of hasTag in Relations with hasTag from LCC, as the more complex union of datatypes in the Relations concept is not needed here.
change note: The https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/USJurisdiction/USRegulatoryAgencies.rdf version of this ontology was modified per the FIBO 2.0 RFC.
change note: The https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/USJurisdiction/USRegulatoryAgencies.rdf version of this ontology was modified per the issue resolutions identified in the FIBO FBC 1.0 FTF report.
change note: The https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/USJurisdiction/USRegulatoryAgencies.rdf version of this ontology was modified to integrate a financial services provider identifier for certain banking identifiers, add a property for secondary federal regulator, add individual registration schemes for state-specific business registries, improve on some definitions, normalize some of the labels, eliminate duplication of concepts in LCC, to simplify addresses, merge countries with locations in FND, eliminte the redundant notion of an InstitutionType, which can be determined using a SPARQL query or classification and results in a very large disjunction, and correct a couple of improperly defined annotations.
change note: The https://spec.edmcouncil.org/fibo/ontology/FunctionalEntities/NorthAmericanEntities/USRegulatoryAgencies.rdf version of the ontology was modified to eliminate deprecations that are more than 6 months old, primarily related to name changes to better map to the legislation that defines the concepts.
has maturity level: Release
copyright: Copyright (c) 2015-2025 EDM Council, Inc.
copyright: Copyright (c) 2015-2025 Object Management Group, Inc.

ABA business entity identifier
type: NamedIndividual
type: RegistrationIdentifier
definition: Delaware Department of Corporations business entity identifier for the American Bankers Association (ABA)
has tag: 3409652
is defined in: Delaware business registration identifier scheme
identifies: American Bankers Association
is registered in: Delaware business entities registry
is governed by: StateOfDelawareJurisdiction

ABA headquarters address
type: NamedIndividual
type: ConventionalStreetAddress
definition: registered address identified as the headquarters address for the American Bankers Association (ABA)
has address line1: 1120 Connecticut Avenue, N.W.
has postal code: 20036
has country: UnitedStatesOfAmerica
has municipality: Washington
has subdivision: DistrictOfColumbia

ABA IIN Registry
type: NamedIndividual
type: Registry
definition: American Bankers Association (ABA) Issuer Identification Number (IIN) registry, a repository of institution characteristics for those that have assigned IINs, managed by the ABA
is managed by: American Bankers Association Registration Authority

ABA IIN registry entry
type: Class
subclass of: RegistryEntry
subclass of: Restriction
  on property: appliesTo
  all values from: FinancialInstitution
subclass of: Restriction
  on property: isIncludedIn
  has value: ABA IIN Registry
subclass of: Restriction
  on property: comprises
  some values from: issuer identification number
definition: an entry in the ABA IIN registry, a repository of financial institution characteristics collected by the ABA for those institutions to which they issue IINs

ABA RTN Registry
type: NamedIndividual
type: Registry
definition: American Bankers Association (ABA) Routing Transit Number (RTN) registry, a repository of institution characteristics for those that have assigned RTNs, managed by the ABA's designated registration authority (RA)
is managed by: American Bankers Association RTN Registrar

ABA RTN registry entry
type: Class
subclass of: RegistryEntry
subclass of: Restriction
  on property: appliesTo
  all values from: FinancialInstitution
subclass of: Restriction
  on property: isIncludedIn
  has value: ABA RTN Registry
subclass of: Restriction
  on property: comprises
  some values from: routing transit number
definition: an entry in the ABA RTN registry, a repository of financial institution characteristics collected by the ABA Registrar on behalf of the ABA

Accuity Inc. US-DE
type: NamedIndividual
type: Corporation
definition: Accuity Inc. legal entity that is a Delaware corporation and subsidiary of Wolters Kluwer
is incorporated in: StateOfDelawareJurisdiction
has headquarters address: Accuity Inc. headquarters address
has legal agent: Corporation Trust Company
has legal name: Accuity Inc.
has website: https://accuity.com/

Accuity Inc. business entity identifier
type: NamedIndividual
type: RegistrationIdentifier
definition: Delaware Department of Corporations business entity identifier for Accuity Inc.
has tag: 4069925
is defined in: Delaware business registration identifier scheme
identifies: Accuity Inc. US-DE
is registered in: Delaware business entities registry
is governed by: StateOfDelawareJurisdiction

Accuity Inc. headquarters address
type: NamedIndividual
type: ConventionalStreetAddress
definition: registered address that is identified as the headquarters address for Accuity Inc.
has address line1: 1007 Church Street
has postal code: 60201
has city name: Evanston
has country: UnitedStatesOfAmerica
has subdivision: Illinois

American Bankers Association
type: NamedIndividual
type: Corporation
definition: American Bankers Association (ABA) legal entity, which is a trade association whose membership comprises financial institutions of all sizes
is incorporated in: StateOfDelawareJurisdiction
has headquarters address: ABA headquarters address
has legal agent: Corporation Service Company
has legal name: American Bankers Association
abbreviation: ABA
has website: https://www.aba.com/Pages/default.aspx

American Bankers Association RTN Registrar
type: NamedIndividual
type: FinancialServiceProvider
type: Registrar
definition: American Bankers Association (ABA) Routing Transit Number (RTN) Registrar, which is a delegated capability currently provided by Accuity
abbreviation: ABA RTN Registrar
manages: ABA RTN Registry
is played by: Accuity Inc. US-DE

American Bankers Association Registration Authority
type: NamedIndividual
type: FinancialServiceProvider
type: RegistrationAuthority
definition: American Bankers Association (ABA) Registration Authority (RA), which is a function of the ABA for registration of issuer identification numbers in the US
abbreviation: ABA RA
manages: ABA IIN Registry
is played by: American Bankers Association

Board of Governors of the Federal Reserve System
type: NamedIndividual
type: RegistrationAuthority
type: RegulatoryAgency
definition: regulatory agency and registration authority for the overall Federal Reserve System
adapted from: http://www.federalreserve.gov/faqs/about_12591.htm
is part of: Federal Reserve regulatory agency and central bank
is played by: Federal Reserve Board

CFTC Industry Filings Repository
type: NamedIndividual
type: Registry
definition: CFTC Industry Filings repository, a repository of organizational characteristics and financial data for Designated Contract Markets (DCM), Swap Execution Facilities (SEF), Derivatives Clearing Organizations (DCO), Swap Data Repositories (SDR), and Lists of Foreign Boards of Trade (FBOT) Registered with the Commission
adapted from: http://www.cftc.gov/IndustryOversight/IndustryFilings/index.htm
is managed by: commodities, futures and derivatives regulator

California banking regulator
type: NamedIndividual
type: RegistrationAuthority
type: RegulatoryAgency
definition: regulatory agency, registration authority, and oversight role of the State of California's Department of Business Oversight
is played by: California Department of Business Oversight

California business entities registry
type: NamedIndividual
type: BusinessRegistry
definition: registry of business entities for businesses that have registered with the State of California Business Programs Division
has registry name: California Business Entities (BE)
has website: https://businesssearch.sos.ca.gov/
is managed by: California business registrar
is governed by: StateOfCaliforniaJurisdiction

California Business Programs Division
type: NamedIndividual
type: GovernmentDepartment
type: state government entity or agency
definition: State of California, Secretary of State, Business Programs Division
is part of: StateOfCaliforniaGovernment
has website: http://www.sos.ca.gov/business-programs/

California business registrar
type: NamedIndividual
type: BusinessRegistrationAuthority
type: RegulatoryAgency
definition: regulatory agency and registration authority role of the State of California's Business Programs Division
manages: California business entities registry
provides: California business registration service
is played by: California Business Programs Division

California business registration identifier scheme
type: NamedIndividual
type: RegistrationIdentifierScheme
definition: registration identifier scheme for business entity identifiers defined by the State of California, Secretary of State for the registration of business entities

California business registration service
type: NamedIndividual
type: RegistrationService
definition: State of California, Secretary of State, service for the registration of business entities
is provided by: California business registrar

California Department of Business Oversight
type: NamedIndividual
type: GovernmentDepartment
type: state government entity or agency
definition: State of California's Department of Business Oversight
explanatory note: The Department of Business Oversight (DBO) protects consumers and oversees financial service providers and products. The DBO supervises the operations of state-licensed financial institutions, including banks, credit unions and money transmitters. Additionally, the DBO licenses and regulates a variety of financial service providers, including securities brokers and dealers, investment advisers, payday lenders and other consumer finance lenders.
is part of: StateOfCaliforniaGovernment
has website: http://dbo.ca.gov/
has jurisdiction: StateOfCaliforniaJurisdiction

California registration authority code
type: NamedIndividual
type: RegistrationAuthorityCode
definition: GLEIF Registration Authority List identifier for the California Business Entities Registry
has tag: RA000598
identifies: California business entities registry

commodities, futures and derivatives regulator
type: NamedIndividual
type: RegistrationAuthority
type: RegulatoryAgency
definition: regulatory agency and registration authority role of the Commodity Futures Trading Commission (CFTC)
manages: CFTC Industry Filings Repository
is played by: Commodity Futures Trading Commission

Commodity Futures Trading Commission
type: NamedIndividual
type: GovernmentAgency
type: federal government entity
definition: Commodity Futures Trading Commission (CFTC), an independent Federal agency whose mission is to foster open, transparent, competitive, and financially sound markets, to avoid systemic risk, and to protect the market users and their funds, consumers, and the public from fraud, manipulation, and abusive practices related to derivatives and other products that are subject to the Commodity Exchange Act
abbreviation: CFTC
is part of: UnitedStatesGovernment
has website: http://www.cftc.gov/index.htm
has jurisdiction: UnitedStatesJurisdiction

consumer finance regulator
type: NamedIndividual
type: RegulatoryAgency
definition: regulatory agency and registration authority role of the Consumer Financial Protection Bureau (CFPB)
adapted from: http://www.consumerfinance.gov/the-bureau/
is played by: Consumer Financial Protection Bureau

Consumer Financial Protection Bureau
type: NamedIndividual
type: GovernmentDepartment
type: federal government entity
definition: Consumer Financial Protection Bureau (CFPB), an independent Federal agency that helps consumer finance markets work by making rules more effective, by consistently and fairly enforcing those rules, and by empowering consumers to take more control over their economic lives
abbreviation: CFPB
is part of: U.S. Department of the Treasury
has website: https://www.consumerfinance.gov/
has jurisdiction: UnitedStatesJurisdiction

Corporation Service Company
type: NamedIndividual
type: AgentForServiceOfProcess
type: ThirdPartyAgent
definition: registration and legal agency role of the Corporation Service Company
is played by: Corporation Service Company US-DE

Corporation Service Company US-DE
type: NamedIndividual
type: Corporation
definition: Corporation Service Company (CSC) legal entity, which was founded in 1899, and provides registered agent, corporate governance, corporate compliance, and intellectual property management for businesses worldwide
is incorporated in: StateOfDelawareJurisdiction
has headquarters address: Corporation Service Company legal address
has legal agent: Corporation Service Company
has legal name: Corporation Service Company
abbreviation: CSC
has website: https://www.cscglobal.com/cscglobal/home/

Corporation Service Company legal address
type: NamedIndividual
type: PhysicalAddress
definition: registration address that is identified as the headquarters address for the Corporation Service Company
has address line1: 251 Little Falls Drive
has postal code: 19808
has country: UnitedStatesOfAmerica
has municipality: Wilmington
has subdivision: Delaware

Corporation Service Company business entity identifier
type: NamedIndividual
type: RegistrationIdentifier
definition: Delaware Department of Corporations business entity identifier for the Corporation Service Company
has tag: 101330
is defined in: Delaware business registration identifier scheme
identifies: Corporation Service Company US-DE
is registered in: Delaware business entities registry
is governed by: StateOfDelawareJurisdiction

Corporation Trust Company
type: NamedIndividual
type: AgentForServiceOfProcess
type: ThirdPartyAgent
definition: registration and legal agency role of the The Corporation Trust Company, a wholly-owned subsidiary of Wolters Kluwer
is played by: Corporation Trust Company US-DE

Corporation Trust Company US-DE
type: NamedIndividual
type: Corporation
definition: The Corporation Trust Company (CT Corporation) legal entity, which provides registered agent and incorporation services
is incorporated in: StateOfDelawareJurisdiction
has headquarters address: Corporation Trust Company headquarters address
has legal name: CT Corporation
abbreviation: CT
has website: https://ct.wolterskluwer.com/

Corporation Trust Company business entity identifier
type: NamedIndividual
type: RegistrationIdentifier
definition: Delaware Department of Corporations business entity identifier for The Corporation Trust Company (CT Corporation)
has tag: 101330
is defined in: Delaware business registration identifier scheme
identifies: Corporation Trust Company US-DE
is registered in: Delaware business entities registry
is governed by: StateOfDelawareJurisdiction

Corporation Trust Company headquarters address
type: NamedIndividual
type: PhysicalAddress
definition: registration address that is identified as the headquarters address for the The Corporation Trust Company (CT Corporation)
has address line1: 1209 Orange Street
has address line2: Corporation Trust Center
has postal code: 19801
has country: UnitedStatesOfAmerica
has municipality: Wilmington
has subdivision: Delaware

Delaware business entities registry
type: NamedIndividual
type: BusinessRegistry
definition: State of Delaware, Division of Corporations, registry of business entities
has website: https://icis.corp.delaware.gov/Ecorp/EntitySearch/NameSearch.aspx
is managed by: Delaware corporations regulator
is governed by: StateOfDelawareJurisdiction

Delaware business registration identifier scheme
type: NamedIndividual
type: RegistrationIdentifierScheme
definition: registration identifier scheme for business entity identifiers defined by the State of Delaware, Division of Corporations for the registration of business entities

Delaware business registration service
type: NamedIndividual
type: RegistrationService
definition: State of Delaware, Division of Corporations, service for the registration of business entities
is provided by: Delaware corporations regulator

Delaware corporations regulator
type: NamedIndividual
type: BusinessRegistrationAuthority
type: RegulatoryAgency
definition: regulatory agency and registration authority role of the State of Delaware's Division of Corporations
manages: Delaware business entities registry
provides: Delaware business registration service
is played by: Delaware Division of Corporations

Delaware Division of Corporations
type: NamedIndividual
type: GovernmentDepartment
type: state government entity or agency
definition: State of Delaware's Division of Corporations
is part of: StateOfDelawareGovernment
has website: http://corp.delaware.gov/

Delaware registration authority code
type: NamedIndividual
type: RegistrationAuthorityCode
definition: GLEIF Registration Authority List identifier for the Delaware Business Entities Registry
has tag: RA000602
identifies: Delaware business entities registry

EDGAR Repository
type: NamedIndividual
type: Registry
definition: EDGAR repository, a repository of financial information about securities and their issuers, including but not limited to corporate quarterly and annual filings, collected by the SEC
adapted from: http://www.sec.gov/edgar/aboutedgar.htm
explanatory note: EDGAR, the Electronic Data Gathering, Analysis, and Retrieval system, performs automated collection, validation, indexing, acceptance, and forwarding of submissions by companies and others who are required by law to file forms with the U.S. Securities and Exchange Commission (SEC). Its primary purpose is to increase the efficiency and fairness of the securities market for the benefit of investors, corporations, and the economy by accelerating the receipt, acceptance, dissemination, and analysis of time-sensitive corporate information filed with the agency.
is managed by: securities and exchange regulator

employer identification number
type: Class
subclass of: taxpayer identification number
subclass of: OrganizationIdentifier
subclass of: Restriction
  on property: isMemberOf
  on class: employer identification numbering scheme
  qualified cardinality: 1
definition: unique nine-digit number assigned by the Internal Revenue Service (IRS) to business entities operating in the United States for the purposes of identification
abbreviation: EIN
abbreviation: FEIN
adapted from: https://www.irs.gov/businesses/small-businesses-self-employed/employer-id-numbers
explanatory note: Note that despite the name, the business may not necessarily employ anyone.
synonym: Federal Employer Identification Number
synonym: Federal Tax Identification Number

employer identification numbering scheme
type: Class
subclass of: taxpayer identification numbering scheme
definition: taxpayer identification numbering scheme used in the United States to identify business entities
adapted from: https://www.irs.gov/businesses/small-businesses-self-employed/employer-id-numbers

FDIC business entity identifier
type: NamedIndividual
type: RegistrationIdentifier
definition: Delaware Department of Corporations business entity identifier for the FDIC
has tag: 1003818
is defined in: Delaware business registration identifier scheme
identifies: Federal Deposit Insurance Corporation
is governed by: StateOfDelawareJurisdiction

FDIC Certificate Number
type: Class
subclass of: FinancialServiceProviderIdentifier
subclass of: RegisteredIdentifier
subclass of: Restriction
  on property: isRegisteredIn
  has value: FDIC Institution Directory
subclass of: Restriction
  on property: isRegisteredBy
  has value: federal deposit insurer and regulator
definition: identifier issued to a depository institution by the FDIC on approval of that institution's application for insurance
adapted from: http://www.fdic.gov/

FDIC Institution Directory
type: NamedIndividual
type: Registry
definition: Federal Deposit Insurance Corporation's (FDIC) institution directory, a repository of financial data and institution characteristics for covered institutions collected by the FDIC
adapted from: https://www7.fdic.gov/idasp/index.asp
is managed by: federal deposit insurer and regulator

FDIC registry entry
type: Class
subclass of: RegistryEntry
subclass of: Restriction
  on property: appliesTo
  all values from: DepositoryInstitution
subclass of: Restriction
  on property: isIncludedIn
  has value: FDIC Institution Directory
subclass of: Restriction
  on property: comprises
  some values from: FDIC Certificate Number
definition: an entry in the FDIC institution directory, a repository of financial institution characteristics collected by the FDIC related to the institutions they insure
adapted from: https://www7.fdic.gov/idasp/index.asp

Farm Credit Administration
type: NamedIndividual
type: GovernmentAgency
type: federal government entity
definition: Farm Credit Administration (FCA), an independent Federal agency that regulates and examines the banks, associations, and related entities of the Farm Credit System (FCS), including the Federal Agricultural Mortgage Corporation (Farmer Mac)
abbreviation: FCA
explanatory note: The FCS is the largest agricultural lender in the United States. It is a nationwide network of lending institutions that are owned by their borrowers. It serves all 50 States and Puerto Rico.
is part of: UnitedStatesGovernment
has website: http://fca.gov/
has jurisdiction: UnitedStatesJurisdiction

farm credit regulator
type: NamedIndividual
type: primary federal regulator
type: FinancialServiceProvider
definition: regulatory agency and registration authority role of the Farm Credit Administration (FCA)
adapted from: http://fca.gov/about/fca_in_brief.html
is played by: Farm Credit Administration

Federal Deposit Insurance Corporation
type: NamedIndividual
type: Instrumentality
type: Corporation
type: federal government entity
definition: Federal Deposit Insurance Corporation (FDIC), which preserves and promotes public confidence in the U.S. financial system by insuring deposits in banks and thrift institutions for at least $250,000; by identifying, monitoring and addressing risks to the deposit insurance funds; and by limiting the effect on the economy and the financial system when a bank or thrift institution fails.
is instrument of: UnitedStatesGovernment
abbreviation: FDIC
explanatory note: An independent agency of the federal government, the FDIC was created in 1933 in response to the thousands of bank failures that occurred in the 1920s and early 1930s. Since the start of FDIC insurance on January 1, 1934, no depositor has lost a single cent of insured funds as a result of a failure.
has website: https://www.fdic.gov/

federal deposit insurer and regulator
type: NamedIndividual
type: primary federal regulator
type: FinancialServiceProvider
type: RegistrationAuthority
definition: regulatory agency and registration authority role of the Federal Deposit Insurance Corporation (FDIC)
manages: FDIC Institution Directory
is played by: Federal Deposit Insurance Corporation

Federal Financial Institutions Examination Council
type: NamedIndividual
type: GovernmentAgency
type: federal government entity
definition: FFIEC, a formal interagency body empowered to prescribe uniform principles, standards, and report forms for the federal examination of financial institutions by the Board of Governors of the Federal Reserve System (FRB), the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Office of the Comptroller of the Currency (OCC), and the Consumer Financial Protection Bureau (CFPB), and to make recommendations to promote uniformity in the supervision of financial institutions
abbreviation: FFIEC
explanatory note: The Federal Financial Institutions Examination Council (FFIEC) was established on March 10, 1979, pursuant to title X of the Financial Institutions Regulatory and Interest Rate Control Act of 1978 (FIRA), Public Law 95-630. In 1989, title XI of the Financial Institutions Reform, Recovery and Enforcement Act of 1989 (FIRREA) established The Appraisal Subcommittee (ASC) within the Examination Council.
has member: Consumer Financial Protection Bureau
has member: Federal Deposit Insurance Corporation
has member: Federal Reserve Board
has member: National Credit Union Administration
has member: Office of the Comptroller of the Currency
is part of: UnitedStatesGovernment
has website: http://www.ffiec.gov/
has jurisdiction: UnitedStatesJurisdiction

federal financial institutions examination regulator
type: NamedIndividual
type: RegistrationAuthority
type: RegulatoryAgency
definition: regulatory agency and registration authority role of the Federal Financial Institutions Examination Council (FFIEC)
adapted from: http://www.ffiec.gov/about.htm
manages: Uniform Bank Performance Report (UBPR) Repository
is played by: Federal Financial Institutions Examination Council

federal government entity
type: Class
subclass of: GovernmentBody
subclass of: Class
  union of: Instrumentality
  union of: Polity
  union of: GovernmentAgency
  union of: GovernmentDepartment
subclass of: Restriction
  on property: hasJurisdiction
  has value: UnitedStatesJurisdiction
definition: formal organization that is an independent agency, instrumentality or other permanent or semi-permanent organization in the machinery of government in the United States, authorized by the executive branch or by Congress, that operates at the national (federal) level

Federal Housing Finance Agency
type: NamedIndividual
type: GovernmentAgency
type: federal government entity
definition: Federal Housing Finance Agency (FHFA), responsible for strengthening and securing the United States secondary mortgage markets by providing effective supervision, sound research, reliable data, and relevant policies
abbreviation: FHFA
explanatory note: The FHFA is an independent regulatory agency responsible for the oversight of vital components of the secondary mortgage markets - the housing government sponsored enterprises of Fannie Mae, Freddie Mac and the Federal Home Loan Bank System. Combined these entities provide more than $5.5 trillion in funding for the U.S. mortgage markets and financial institutions. Additionally, FHFA is the conservator of Fannie Mae and Freddie Mac.
is part of: UnitedStatesGovernment
has website: http://www.fhfa.gov/
has jurisdiction: UnitedStatesJurisdiction

federal housing finance regulator
type: NamedIndividual
type: primary federal regulator
type: RegistrationAuthority
definition: regulatory agency and registration authority role of the Federal Housing Finance Agency (FHFA)
adapted from: http://www.fhfa.gov/AboutUs
is played by: Federal Housing Finance Agency

Federal Reserve Bank of Atlanta
type: NamedIndividual
type: Federal Reserve district bank
definition: Federal Reserve Bank of Atlanta, whose jurisdiction is the Sixth District of the Federal Reserve
has website: https://www.frbatlanta.org/
has jurisdiction: Federal Reserve Sixth District

Federal Reserve Bank of Boston
type: NamedIndividual
type: Federal Reserve district bank
definition: Federal Reserve Bank of Boston, whose jurisdiction is the First District of the Federal Reserve
has website: http://www.bostonfed.org/
has jurisdiction: Federal Reserve First District

Federal Reserve Bank of Chicago
type: NamedIndividual
type: Federal Reserve district bank
definition: Federal Reserve Bank of Chicago, whose jurisdiction is the Seventh District of the Federal Reserve
has website: https://www.chicagofed.org/
has jurisdiction: Federal Reserve Seventh District

Federal Reserve Bank of Cleveland
type: NamedIndividual
type: Federal Reserve district bank
definition: Federal Reserve Bank of Cleveland, whose jurisdiction is the Fourth District of the Federal Reserve
has website: https://www.clevelandfed.org/
has jurisdiction: Federal Reserve Fourth District

Federal Reserve Bank of Dallas
type: NamedIndividual
type: Federal Reserve district bank
definition: Federal Reserve Bank of Dallas, whose jurisdiction is the Eleventh District of the Federal Reserve
has website: http://www.dallasfed.org/
has jurisdiction: Federal Reserve Eleventh District

Federal Reserve Bank of Kansas City
type: NamedIndividual
type: Federal Reserve district bank
definition: Federal Reserve Bank of Kansas City, whose jurisdiction is the Tenth District of the Federal Reserve
has website: https://www.kansascityfed.org/
has jurisdiction: Federal Reserve Tenth District

Federal Reserve Bank of Minneapolis
type: NamedIndividual
type: Federal Reserve district bank
definition: Federal Reserve Bank of Minneapolis, whose jurisdiction is the Ninth District of the Federal Reserve
has website: https://www.minneapolisfed.org/
has jurisdiction: Federal Reserve Ninth District

Federal Reserve Bank of New York
type: NamedIndividual
type: Federal Reserve district bank
definition: Federal Reserve Bank of New York, whose jurisdiction is the Second District of the Federal Reserve
has website: http://www.newyorkfed.org/
has jurisdiction: Federal Reserve Second District
is played by: Federal Reserve Bank of New York US-NY

Federal Reserve Bank of New York US-NY
type: NamedIndividual
type: Instrumentality
type: federal government entity
definition: legal entity and instrumentality that is Federal Reserve Bank of New York
has headquarters address: Federal Reserve Bank of New York address
has website: http://www.newyorkfed.org/

Federal Reserve Bank of New York address
type: NamedIndividual
type: ConventionalStreetAddress
definition: headquarters address for the Federal Reserve Bank of New York
has address line1: 33 Liberty Street
has postal code: 10045
has country: UnitedStatesOfAmerica
has municipality: New York
has subdivision: NewYork

Federal Reserve Bank of Philadelphia
type: NamedIndividual
type: Federal Reserve district bank
definition: Federal Reserve Bank of Philadelphia, whose jurisdiction is the Third District of the Federal Reserve
has website: https://www.philadelphiafed.org/
has jurisdiction: Federal Reserve Third District

Federal Reserve Bank of Richmond
type: NamedIndividual
type: Federal Reserve district bank
definition: Federal Reserve Bank of Richmond, whose jurisdiction is the Fifth District of the Federal Reserve
has website: https://www.richmondfed.org/
has jurisdiction: Federal Reserve Fifth District

Federal Reserve Bank of San Francisco
type: NamedIndividual
type: Federal Reserve district bank
definition: Federal Reserve Bank of San Francisco, whose jurisdiction is the Twelfth District of the Federal Reserve
has website: http://www.frbsf.org/
has jurisdiction: Federal Reserve Twelfth District

Federal Reserve Bank of St. Louis
type: NamedIndividual
type: Federal Reserve district bank
definition: Federal Reserve Bank of St. Louis, whose jurisdiction is the Eighth District of the Federal Reserve
has website: https://www.stlouisfed.org/
has jurisdiction: Federal Reserve Eighth District

Federal Reserve Board
type: NamedIndividual
type: GovernmentDepartment
type: federal government entity
definition: Federal Reserve Board (FRB)
abbreviation: FRB
explanatory note: The members of the Board of Governors are nominated by the President of the United States and confirmed by the U.S. Senate. By law, the appointments must yield a 'fair representation of the financial, agricultural, industrial, and commercial interests and geographical divisions of the country,' and no two Governors may come from the same Federal Reserve District. The full term of a Governor is 14 years; appointments are staggered so that one term expires on January 31 of each even-numbered year. A Governor who has served a full term may not be reappointed, but a Governor who was appointed to complete the balance of an unexpired term may be reappointed to a full 14-year term. Once appointed, Governors may not be removed from office for their policy views. The lengthy terms and staggered appointments are intended to contribute to the insulation of the Board--and the Federal Reserve System as a whole--from day-to-day political pressures to which it might otherwise be subject. In addition to serving as members of the Board, the Chairman and Vice Chairman of the Board serve terms of four years, and they may be reappointed to those roles and serve until their terms as Governors expire. The Chairman serves as public spokesperson and representative of the Board and manager of the Board's staff. The Chairman also presides at Board meetings. Affirming the apolitical nature of the Board, recent Presidents of both major political parties have selected the same person as Board Chairman.
synonym: Federal Reserve Board of Governors
is part of: Federal Reserve System
has website: https://www.federalreserve.gov/

Federal Reserve district
type: Class
subclass of: Jurisdiction
definition: a region of the US identifying the jurisdiction of a Federal Reserve Bank, numbered and named for the city in which that reserve bank is located
adapted from: http://federalreserve.gov/otherfrb.htm
explanatory note: The Federal Reserve officially identifies Districts by number and Reserve Bank city. In the 12th District, the Seattle Branch serves Alaska, and the San Francisco Bank serves Hawaii. The System serves commonwealths and territories as follows: the New York Bank serves the Commonwealth of Puerto Rico and the U.S. Virgin Islands; the San Francisco Bank serves American Samoa, Guam, and the Commonwealth of the Northern Mariana Islands. The Board of Governors revised the branch boundaries of the System in February 1996.

Federal Reserve district bank
type: Class
subclass of: CentralBank
subclass of: Federal Reserve System member
subclass of: Restriction
  on property: isPartOf
  has value: Federal Reserve regulatory agency and central bank
subclass of: Restriction
  on property: hasJurisdiction
  on class: Federal Reserve district
  qualified cardinality: 1
definition: Federal Reserve district and member bank, with jurisdiction over a specific region of the US, named for the city in which the reserve bank is located
adapted from: http://federalreserve.gov/

Federal Reserve district identifier
type: Class
subclass of: GeographicRegionIdentifier
subclass of: Restriction
  on property: identifies
  on class: Federal Reserve district
  qualified cardinality: 1
definition: identifier associated with a Federal Reserve district

Federal Reserve Eighth District
type: NamedIndividual
type: Federal Reserve district
definition: jurisdiction of the Eighth District of the Federal Reserve, which covers all of Arkansas, eastern Missouri, western Kentucky, western Tennessee, southern Illinois, southern Indiana and northern Mississippi
adapted from: https://www.stlouisfed.org/about-us/what-we-do
has reach: Arkansas
has reach: Illinois
has reach: Indiana
has reach: Kentucky
has reach: Mississippi
has reach: Missouri
has reach: Tennessee

Federal Reserve eighth district identifier
type: NamedIndividual
type: Federal Reserve district identifier
definition: identifier for the eighth district of the Federal Reserve, which represents the district governed by the Federal Reserve Bank of St. Louis
has tag: 8
has textual name: Eighth District of the Federal Reserve System
identifies: Federal Reserve Eighth District

Federal Reserve Eleventh District
type: NamedIndividual
type: Federal Reserve district
definition: jurisdiction of the Eleventh District of the Federal Reserve, which covers Texas, northern Louisiana and southern New Mexico
adapted from: https://www.dallasfed.org/fed
has reach: Louisiana
has reach: NewMexico
has reach: Texas

Federal Reserve eleventh district identifier
type: NamedIndividual
type: Federal Reserve district identifier
definition: identifier for the eleventh district of the Federal Reserve, which represents the district governed by the Federal Reserve Bank of Dallas
has tag: 11
has textual name: Eleventh District of the Federal Reserve System
identifies: Federal Reserve Eleventh District

Federal Reserve Fifth District
type: NamedIndividual
type: Federal Reserve district
definition: jurisdiction of the Fifth District of the Federal Reserve, which covers Maryland, North Carolina, South Carolina, Washington, D.C., and most of West Virginia
adapted from: https://www.richmondfed.org/about_us/who_we_are_what_we_do
has reach: DistrictOfColumbia
has reach: Maryland
has reach: NorthCarolina
has reach: SouthCarolina
has reach: WestVirginia

Federal Reserve fifth district identifier
type: NamedIndividual
type: Federal Reserve district identifier
definition: identifier for the fifth district of the Federal Reserve, which represents the district governed by the Federal Reserve Bank of Richmond
has tag: 5
has textual name: Fifth District of the Federal Reserve System
identifies: Federal Reserve Fifth District

Federal Reserve First District
type: NamedIndividual
type: Federal Reserve district
definition: jurisdiction of the First District of the Federal Reserve, which covers the New England states of Maine, New Hampshire, Vermont, and Massachusetts
adapted from: http://federalreserve.gov/aboutthefed/directors/map-of-districts.htm
has reach: Maine
has reach: Massachusetts
has reach: NewHampshire

Federal Reserve first district identifier
type: NamedIndividual
type: Federal Reserve district identifier
definition: identifier for the first district of the Federal Reserve, which represents the district governed by the Federal Reserve Bank of Boston
has tag: 1
has textual name: First District of the Federal Reserve System
identifies: Federal Reserve First District

Federal Reserve Fourth District
type: NamedIndividual
type: Federal Reserve district
definition: jurisdiction of the Fourth District of the Federal Reserve, which covers Ohio, western Pennsylvania, the northern panhandle of West Virginia, and eastern Kentucky
adapted from: https://www.clevelandfed.org/en/about-us/the-cleveland-fed.aspx
has reach: Kentucky
has reach: Ohio
has reach: Pennsylvania
has reach: WestVirginia

Federal Reserve fourth district identifier
type: NamedIndividual
type: Federal Reserve district identifier
definition: identifier for the fourth district of the Federal Reserve, which represents the district governed by the Federal Reserve Bank of Cleveland
has tag: 4
has textual name: Fourth District of the Federal Reserve System
identifies: Federal Reserve Fourth District

Federal Reserve Ninth District
type: NamedIndividual
type: Federal Reserve district
definition: jurisdiction of the Ninth District of the Federal Reserve, which covers Minnesota, Montana, North and South Dakota, 26 counties in northwestern Wisconsin and the Upper Peninsula of Michigan
adapted from: https://www.minneapolisfed.org/
has reach: Michigan
has reach: Minnesota
has reach: Montana
has reach: NorthDakota
has reach: SouthDakota
has reach: Wisconsin

Federal Reserve ninth district identifier
type: NamedIndividual
type: Federal Reserve district identifier
definition: identifier for the ninth district of the Federal Reserve, which represents the district governed by the Federal Reserve Bank of Minneapolis
has tag: 9
has textual name: Ninth District of the Federal Reserve System
identifies: Federal Reserve Ninth District

Federal Reserve regulatory agency and central bank
type: NamedIndividual
type: CentralBank
type: primary federal regulator
type: RegistrationAuthority
definition: regulatory agency and registration authority role of the Federal Reserve System
manages: National Information Center (NIC) Repository
is played by: Federal Reserve System

Federal Reserve Second District
type: NamedIndividual
type: Federal Reserve district
definition: jurisdiction of the Second District of the Federal Reserve, which covers New York state, the 12 northern counties of New Jersey, Fairfield County in Connecticut, Puerto Rico and the U.S. Virgin Islands
adapted from: http://www.newyorkfed.org/aboutthefed/whatwedo.html
has reach: PuertoRico
has reach: VirginIslandsUS
has reach: Connecticut
has reach: NewJersey
has reach: NewYork

Federal Reserve second district identifier
type: NamedIndividual
type: Federal Reserve district identifier
definition: identifier for the second district of the Federal Reserve, which represents the district governed by the Federal Reserve Bank of New York
has tag: 2
has textual name: Second District of the Federal Reserve System
identifies: Federal Reserve Second District

Federal Reserve Seventh District
type: NamedIndividual
type: Federal Reserve district
definition: jurisdiction of the Seventh District of the Federal Reserve, which covers all of Iowa and most of Illinois, Indiana, Michigan and Wisconsin
adapted from: https://www.chicagofed.org/utilities/about-us/index
has reach: Illinois
has reach: Indiana
has reach: Iowa
has reach: Michigan
has reach: Wisconsin

Federal Reserve seventh district identifier
type: NamedIndividual
type: Federal Reserve district identifier
definition: identifier for the seventh district of the Federal Reserve, which represents the district governed by the Federal Reserve Bank of Chicago
has tag: 7
has textual name: Seventh District of the Federal Reserve System
identifies: Federal Reserve Seventh District

Federal Reserve Sixth District
type: NamedIndividual
type: Federal Reserve district
definition: jurisdiction of the Sixth District of the Federal Reserve, which covers Alabama, Florida, and Georgia, and portions of Louisiana, Mississippi, and Tennessee
adapted from: https://www.frbatlanta.org/about/atlantafed.aspx
has reach: Alabama
has reach: Florida
has reach: Georgia
has reach: Louisiana
has reach: Mississippi
has reach: Tennessee

Federal Reserve sixth district identifier
type: NamedIndividual
type: Federal Reserve district identifier
definition: identifier for the sixth district of the Federal Reserve, which represents the district governed by the Federal Reserve Bank of Atlanta
has tag: 6
has textual name: Sixth District of the Federal Reserve System
identifies: Federal Reserve Sixth District

Federal Reserve System
type: NamedIndividual
type: GovernmentAgency
type: federal government entity
definition: central banking system of the U.S., comprised of the Federal Reserve Board, the 12 Federal Reserve Banks, the Federal Open Market Committee, and the national and state member banks
abbreviation: FRS
explanatory note: The Federal Reserve, the central bank of the United States, provides the nation with a safe, flexible, and stable monetary and financial system.
synonym: Fed
synonym: Federal Reserve
is part of: UnitedStatesGovernment
has website: https://www.federalreserve.gov/
has jurisdiction: UnitedStatesJurisdiction

Federal Reserve System as member bearing organization
type: NamedIndividual
type: MemberBearingOrganization
definition: central banking system as an organization that has members that are people or other organizations
is played by: Federal Reserve System

Federal Reserve System member
type: Class
subclass of: FinancialInstitution
subclass of: OrganizationMember
subclass of: Restriction
  on property: isPlayedBy
  some values from: Restriction
    on property: isMemberOf
    has value: Federal Reserve System
definition: financial institution that is a member of the Federal Reserve System (FRS)
adapted from: http://federalreserve.gov/

Federal Reserve System membership
type: NamedIndividual
type: Membership
definition: membership situation, in which the Federal Reserve System has at least one member for some period of time
has membership: Federal Reserve System as member bearing organization

Federal Reserve System non-member institution
type: Class
subclass of: DepositoryInstitution
subclass of: Class
  union of: StateCharteredBank
  union of: IndustrialBank
subclass of: Restriction
  on property: isPlayedBy
  some values from: Class
    intersection of: Restriction
      on property: isDomiciledIn
      has value: UnitedStatesOfAmerica
    intersection of: Restriction
      on property: isIncorporatedIn
      has value: UnitedStatesJurisdiction
disjoint with: Federal Reserve System member
definition: depository institution that is not member of the Federal Reserve System (FRS)
adapted from: https://www.ffiec.gov/npw/Help/InstitutionTypes
explanatory note: A non-member bank is a commercial bank that is state-chartered and NOT a member of the Federal Reserve System. It includes all insured commercial banks and industrial banks.
synonym: non-member bank

Federal Reserve Tenth District
type: NamedIndividual
type: Federal Reserve district
definition: jurisdiction of the Tenth District of the Federal Reserve, which covers western Missouri, Nebraska, Kansas, Oklahoma, Wyoming, Colorado and northern New Mexico
adapted from: https://www.kansascityfed.org/aboutus/kcfedinformation
has reach: Colorado
has reach: Kansas
has reach: Missouri
has reach: Nebraska
has reach: NewMexico
has reach: Oklahoma
has reach: Wyoming

Federal Reserve tenth district identifier
type: NamedIndividual
type: Federal Reserve district identifier
definition: identifier for the tenth district of the Federal Reserve, which represents the district governed by the Federal Reserve Bank of Kansas City
has tag: 10
has textual name: Tenth District of the Federal Reserve System
identifies: Federal Reserve Tenth District

Federal Reserve Third District
type: NamedIndividual
type: Federal Reserve district
definition: jurisdiction of the Third District of the Federal Reserve, which covers eastern Pennsylvania, southern New Jersey, and Delaware
adapted from: https://www.philadelphiafed.org/about-the-fed/
has reach: Delaware
has reach: NewJersey
has reach: Pennsylvania

Federal Reserve third district identifier
type: NamedIndividual
type: Federal Reserve district identifier
definition: identifier for the third district of the Federal Reserve, which represents the district governed by the Federal Reserve Bank of Philadelphia
has tag: 3
has textual name: Third District of the Federal Reserve System
identifies: Federal Reserve Third District

Federal Reserve Twelfth District
type: NamedIndividual
type: Federal Reserve district
definition: jurisdiction of the Twelfth District of the Federal Reserve, which covers Arizona, California, Idaho, Nevada, Oregon, Utah, and Washington, as well as Alaska, Hawaii, American Samoa, Guam, and the Commonwealth of the Northern Mariana Islands
adapted from: http://www.frbsf.org/our-district/about/our-history/
has reach: AmericanSamoa
has reach: Guam
has reach: NorthernMarianaIslands
has reach: Alaska
has reach: Arizona
has reach: California
has reach: Hawaii
has reach: Idaho
has reach: Nevada
has reach: Oregon
has reach: Utah
has reach: Washington

Federal Reserve twelfth district identifier
type: NamedIndividual
type: Federal Reserve district identifier
definition: identifier for the twelfth district of the Federal Reserve, which represents the district governed by the Federal Reserve Bank of San Francisco
has tag: 12
has textual name: Twelfth District of the Federal Reserve System
identifies: Federal Reserve Twelfth District

federal stability monitor and regulator
type: NamedIndividual
type: RegulatoryAgency
definition: regulatory agency role of the Federal Stability Oversight Council (FSOC)
adapted from: http://www.treasury.gov/initiatives/fsoc/Pages/home.aspx
is played by: Financial Stability Oversight Council

financial industry regulator
type: NamedIndividual
type: SelfRegulatingOrganization
definition: regulatory agency and self-regulatory organizational role of the Financial Industry Regulatory Authority (FINRA)
adapted from: http://www.finra.org/about/what-we-do
is played by: Financial Industry Regulatory Authority

Financial Industry Regulatory Authority
type: NamedIndividual
type: NonGovernmentalOrganization
definition: largest non-governmental regulator of securities firms in the United States, namely, the Financial Industry Regulatory Authority (FINRA)
abbreviation: FINRA
adapted from: http://www.finra.org/about/what-we-do
has website: http://www.finra.org/

Financial Stability Oversight Council
type: NamedIndividual
type: GovernmentDepartment
type: federal government entity
definition: Financial Stability Oversight Council (FSOC), which provides comprehensive monitoring of the stability of our nation's financial system, as established under the Dodd-Frank Wall Street Reform and Consumer Protection Act
abbreviation: FSOC
explanatory note: The Council is charged with identifying risks to the financial stability of the United States; promoting market discipline; and responding to emerging risks to the stability of the United States' financial system. The Council consists of 10 voting members and 5 nonvoting members and brings together the expertise of federal financial regulators, state regulators, and an independent insurance expert appointed by the President.
has member: Commodity Futures Trading Commission
has member: Consumer Financial Protection Bureau
has member: Federal Deposit Insurance Corporation
has member: Federal Housing Finance Agency
has member: Federal Reserve Board
has member: National Credit Union Administration
has member: Office of the Comptroller of the Currency
has member: Securities and Exchange Commission
is part of: U.S. Department of the Treasury
has website: https://www.treasury.gov/initiatives/fsoc/Pages/home.aspx
has jurisdiction: UnitedStatesJurisdiction

issuer identification number
type: Class
subclass of: FinancialServiceProviderIdentifier
subclass of: RegisteredIdentifier
subclass of: Restriction
  on property: isRegisteredIn
  has value: ABA IIN Registry
subclass of: Restriction
  on property: hasRegistrationAuthority
  has value: American Bankers Association Registration Authority
subclass of: Restriction
  on property: isRegisteredBy
  has value: American Bankers Association Registration Authority
subclass of: Restriction
  on property: identifies
  on class: FinancialInstitution
  qualified cardinality: 1
definition: a numbering system that allows a credit, debit, or other card to be identified as having been issued by a particular financial institution
abbreviation: IIN
explanatory note: IINs are issued directly by the American Banker's Association (ABA) in the US. The ABA is the Registration Authority (RA) for ISO/IEC 7812, which defines the IIN, in other words.
explanatory note: The issuer identification number (IIN) is a six digit number that is unique to a single card issuer. The number is only used to identify the card issuer, and is not used to identify a particular product, service, or region associated with the card issuer.

Massachusetts business registrar
type: NamedIndividual
type: BusinessRegistrationAuthority
type: RegulatoryAgency
definition: regulatory agency and registration authority role of the Commonwealth of Massachusetts's Corporations Division
manages: Massachusetts corporation registry
provides: Massachusetts business registration service
is played by: Massachusetts Corporations Division

Massachusetts business registration identifier scheme
type: NamedIndividual
type: RegistrationIdentifierScheme
definition: registration identifier scheme for business entity identifiers defined by the Commonwealth of Massachusetts's Corporations Division for the registration of business entities

Massachusetts business registration service
type: NamedIndividual
type: RegistrationService
definition: Commonwealth of Massachusetts, Secretary of State, Corporations Division, service for the registration of business entities
is provided by: Massachusetts business registrar

Massachusetts corporation registry
type: NamedIndividual
type: BusinessRegistry
definition: registry of business entities for businesses that have registered with the Commonwealth of Massachusetts Secretary of State
has registry name: Massachusetts Corporation Registry
has website: http://corp.sec.state.ma.us/corpweb/CorpSearch/CorpSearch.aspx
is managed by: Massachusetts business registrar
is governed by: StateOfMassachusettsJurisdiction

Massachusetts Corporations Division
type: NamedIndividual
type: GovernmentDepartment
type: state government entity or agency
definition: Commonwealth of Massachusetts, Secretary of State, Corporations Division
is part of: StateOfMassachusettsGovernment
has website: http://www.sec.state.ma.us/cor/coridx.htm

Massachusetts Registration Authority Code
type: NamedIndividual
type: RegistrationAuthorityCode
definition: GLEIF Registration Authority List identifier for the Massachusetts Corporation Registry
has tag: RA000613
identifies: Massachusetts corporation registry

National Information Center (NIC) registry entry
type: Class
subclass of: RegistryEntry
subclass of: Restriction
  on property: appliesTo
  all values from: FinancialServiceProvider
subclass of: Restriction
  on property: isIncludedIn
  has value: National Information Center (NIC) Repository
subclass of: Restriction
  on property: comprises
  some values from: Research, Statistics, Supervision and Regulation, and Discount and Credit identifier
definition: an entry in the the National Information Center (NIC) repository, a repository of financial data and institution characteristics collected by the Federal Reserve System
adapted from: http://www.ffiec.gov/nicpubweb/nicweb/NicHome.aspx

national banking regulator
type: NamedIndividual
type: primary federal regulator
type: RegistrationAuthority
definition: regulatory agency and registration authority role of the Office of the Comptroller of the Currency (OCC)
adapted from: http://www.occ.gov/about/what-we-do/mission/index-about.html
is played by: Office of the Comptroller of the Currency

National Credit Union Administration
type: NamedIndividual
type: GovernmentAgency
type: federal government entity
definition: National Credit Union Administration (NCUA), the independent federal agency that regulates, charters and supervises federal credit unions
abbreviation: NCUA
explanatory note: An independent agency of the federal government, the NCUA operates and manages the National Credit Union Share Insurance Fund (NCUSIF), insuring the deposits of more than 98 million account holders in all federal credit unions and the overwhelming majority of state-chartered credit unions.
is part of: UnitedStatesGovernment
has website: http://www.ncua.gov/Pages/default.aspx
has jurisdiction: UnitedStatesJurisdiction

national credit union insurer and regulator
type: NamedIndividual
type: primary federal regulator
type: FinancialServiceProvider
type: RegistrationAuthority
definition: regulatory agency and registration authority role of the National Credit Union Administration (NCUA)
adapted from: http://www.ncua.gov/about/Pages/default.aspx
is played by: National Credit Union Administration

National Information Center (NIC) Repository
type: NamedIndividual
type: Registry
definition: National Information Center (NIC) repository, a repository of financial data and institution characteristics collected by the Federal Reserve System
explanatory note: The National Information Center (NIC)repository provides comprehensive information on banks and other institutions for which the Federal Reserve has a supervisory, regulatory, or research interest including both domestic and foreign banking organizations operating in the U.S.
has website: http://www.ffiec.gov/nicpubweb/nicweb/NicHome.aspx
is managed by: Federal Reserve regulatory agency and central bank

New York State (NYS) business entities registry
type: NamedIndividual
type: BusinessRegistry
definition: New York State (NYS) Department of State, Division of Corporations, State Records and Uniform Commercial Code (UCC) registry of business entities
has website: https://appext20.dos.ny.gov/corp_public/corpsearch.entity_search_entry
is managed by: State of New York corporations regulator
is governed by: StateOfNewYorkJurisdiction

New York business registration identifier scheme
type: NamedIndividual
type: RegistrationIdentifierScheme
definition: registration identifier scheme for business entity identifiers defined by the New York State (NYS) Department of State, Division of Corporations for the registration of business entities

State of New York business registration service
type: NamedIndividual
type: RegistrationService
definition: New York State (NYS) Department of State, Division of Corporations service for the registration of business entities
is provided by: State of New York corporations regulator

State of New York corporations regulator
type: NamedIndividual
type: BusinessRegistrationAuthority
type: RegulatoryAgency
definition: regulatory agency and registration authority role of the State of New York's Division of Corporations
manages: New York State (NYS) business entities registry
provides: State of New York business registration service
is played by: New York State (NYS) Department of State Division of Corporations

New York State (NYS) Department of State Division of Corporations
type: NamedIndividual
type: GovernmentDepartment
type: state government entity or agency
definition: New York State (NYS) Department of State's Division of Corporations
is part of: StateOfNewYorkGovernment
has website: https://www.dos.ny.gov/corps/index.html

New York Registration Authority Code
type: NamedIndividual
type: RegistrationAuthorityCode
definition: GLEIF Registration Authority List identifier for the New York State (NYS) Department of State, Division of Corporations, State Records and Uniform Commercial Code (UCC) registry of business entities
has tag: RA000628
identifies: New York State (NYS) business entities registry

non-depository trust company - member institution
type: Class
subclass of: NonDepositoryTrustCompany
subclass of: Federal Reserve System member
definition: non-depository trust company that is a member of the Federal Reserve system
adapted from: https://www.ffiec.gov/npw/Help/InstitutionTypes

non-depository trust company - non-member institution
type: Class
subclass of: NonDepositoryTrustCompany
disjoint with: non-depository trust company - member institution
definition: non-depository trust company that is not a member of the Federal Reserve system
adapted from: https://www.ffiec.gov/npw/Help/InstitutionTypes

Office of the Comptroller of the Currency
type: NamedIndividual
type: GovernmentDepartment
definition: OCC, which charters, regulates, and supervises all national banks and federal savings associations as well as federal branches and agencies of foreign banks. The OCC is an independent bureau of the U.S. Department of the Treasury.
abbreviation: OCC
explanatory note: The mission of the OCC is to ensure that national banks and federal savings associations operate in a safe and sound manner, provide fair access to financial services, treat customers fairly, and comply with applicable laws and regulations.
is part of: U.S. Department of the Treasury
has website: http://www.occ.gov/
has jurisdiction: UnitedStatesJurisdiction

Office of Thrift Supervision
type: NamedIndividual
type: GovernmentDepartment
type: federal government entity
definition: OTS, which is a part of the OCC, responsible for chartering, regulating, and supervising all federal savings associations
abbreviation: OTS
is part of: Office of the Comptroller of the Currency
has website: http://www.occ.gov/
has jurisdiction: UnitedStatesJurisdiction

Ohio Business Filing Portal
type: NamedIndividual
type: BusinessRegistry
definition: registry of business entities for businesses that have registered with the Ohio Secretary of State
has registry name: Ohio Business Filing Portal
has website: https://www.sos.state.oh.us/businesses/
is managed by: Ohio business registrar
is governed by: StateOfOhioJurisdiction

Ohio business registrar
type: NamedIndividual
type: BusinessRegistrationAuthority
type: RegulatoryAgency
definition: regulatory agency and registration authority role of the Ohio Secretary of State, Business Services Division
manages: Ohio Business Filing Portal
provides: Ohio business registration service
is played by: Ohio Business Services Division

Ohio business registration identifier scheme
type: NamedIndividual
type: RegistrationIdentifierScheme
definition: registration identifier scheme for business entity identifiers defined by the Ohio Secretary of State, Business Services Division for the registration of business entities

Ohio business registration service
type: NamedIndividual
type: RegistrationService
definition: Ohio Secretary of State, Business Services Division service for the registration of business entities
is provided by: Ohio business registrar

Ohio Business Services Division
type: NamedIndividual
type: GovernmentDepartment
type: state government entity or agency
definition: Ohio Secretary of State, Business Services Division
is part of: StateOfOhioGovernment
has website: https://www.sos.state.oh.us/businesses/

Ohio Registration Authority Code
type: NamedIndividual
type: RegistrationAuthorityCode
definition: GLEIF Registration Authority List identifier for the Ohio Business Filing Portal
has tag: RA000629
identifies: Ohio Business Filing Portal

primary federal regulator
type: Class
subclass of: RegulatoryAgency
subclass of: Restriction
  on property: isPlayedBy
  on class: GovernmentBody
  qualified cardinality: 1
equivalent class: Restriction
  on property: isPlayedBy
  some values from: Class
    one of: Farm Credit Administration
    one of: Federal Deposit Insurance Corporation
    one of: Federal Housing Finance Agency
    one of: Federal Reserve System
    one of: National Credit Union Administration
    one of: Office of the Comptroller of the Currency
    one of: Office of Thrift Supervision
definition: federal regulatory agency that is designated as the main agency responsible for oversight of a given institution for an institution
adapted from: http://www.ffiec.gov/nicpubweb/nicweb/NicHome.aspx

Research, Statistics, Supervision and Regulation, and Discount and Credit identifier
type: Class
subclass of: FinancialServiceProviderIdentifier
subclass of: RegisteredIdentifier
subclass of: Restriction
  on property: isRegisteredBy
  has value: Federal Reserve regulatory agency and central bank
subclass of: Restriction
  on property: isRegisteredIn
  has value: National Information Center (NIC) Repository
definition: unique identifier assigned by the Federal Reserve to financial institutions for regulatory and oversight purposes
abbreviation: RSSD ID
adapted from: https://cdr.ffiec.gov/CDR/Public/CDRHelp/FAQs1205.htm#FAQ16
synonym: ID_RSSD

routing transit number
type: Class
subclass of: FinancialServiceProviderIdentifier
subclass of: RegisteredIdentifier
subclass of: Restriction
  on property: isRegisteredIn
  has value: ABA RTN Registry
subclass of: Restriction
  on property: isRegisteredBy
  has value: American Bankers Association RTN Registrar
subclass of: Restriction
  on property: hasRegistrationAuthority
  has value: American Bankers Association Registration Authority
definition: unique nine digit identifier, used primarily in the United States, to identify a banking or other financial institution for clearing funds, and, as it appears on a check, denotes the banking institution that holds the account from which funds are to be drawn
abbreviation: RTN
explanatory note: Routing transit numbers are issued by Accuity on behalf of the American Bankers Association (ABA).
explanatory note: The ABA RTN was originally designed to facilitate the sorting, bundling, and shipment of paper checks back to the drawer's (check writer's) account. As new payment methods were developed (ACH and Wire), the system was expanded to accommodate these payment methods. The ABA RTN is necessary for the Federal Reserve Banks to process Fedwire funds transfers, and by the Automated Clearing House to process direct deposits, bill payments, and other such automated transfers.

Securities and Exchange Commission
type: NamedIndividual
type: GovernmentAgency
type: federal government entity
definition: independent commission established by the Securities Act of 1933 and Securities Exchange Act of 1934 whose mission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation
abbreviation: SEC
explanatory note: The SEC oversees the key participants in the securities world, including securities exchanges, securities brokers and dealers, investment advisors, and mutual funds. Here the SEC is concerned primarily with promoting the disclosure of important market-related information, maintaining fair dealing, and protecting against fraud. Crucial to the SEC's effectiveness in each of these areas is its enforcement authority. Each year the SEC brings hundreds of civil enforcement actions against individuals and companies for violation of the securities laws. Typical infractions include insider trading, accounting fraud, and providing false or misleading information about securities and the companies that issue them. One of the major sources of information on which the SEC relies to bring enforcement action is investors themselves - another reason that educated and careful investors are so critical to the functioning of efficient markets. To help support investor education, the SEC offers the public a wealth of educational information on this Internet website, which also includes the EDGAR database of disclosure documents that public companies are required to file with the Commission. Though it is the primary overseer and regulator of the U.S. securities markets, the SEC works closely with many other institutions, including Congress, other federal departments and agencies, the self-regulatory organizations (e.g. the stock exchanges), state securities regulators, and various private sector organizations. In particular, the Chairman of the SEC, together with the Chairman of the Federal Reserve, the Secretary of the Treasury, and the Chairman of the Commodity Futures Trading Commission, serves as a member of the President's Working Group on Financial Markets.
is part of: UnitedStatesGovernment
has website: http://www.sec.gov/
has jurisdiction: UnitedStatesJurisdiction

securities and exchange regulator
type: NamedIndividual
type: primary federal regulator
type: RegistrationAuthority
definition: regulatory agency and registration authority role of the Securities and Exchange Commission (SEC)
adapted from: http://www.sec.gov/about/whatwedo.shtml
manages: EDGAR Repository
is played by: Securities and Exchange Commission

South Dakota business entities registry
type: NamedIndividual
type: BusinessRegistry
definition: State of South Dakota registry of business information
has website: https://sosenterprise.sd.gov/businessservices/
is managed by: South Dakota corporations regulator
is governed by: StateOfSouthDakotaJurisdiction

South Dakota business registration identifier scheme
type: NamedIndividual
type: RegistrationIdentifierScheme
definition: registration identifier scheme for business entity identifiers defined by the State of South Dakota, Secretary of State, Corporations Division for the registration of business entities

South Dakota business registration service
type: NamedIndividual
type: RegistrationService
definition: State of South Dakota, Secretary of State, Corporations Division service for the registration of business entities
is provided by: South Dakota corporations regulator

South Dakota, Secretary of State Corporations Division
type: NamedIndividual
type: GovernmentDepartment
type: state government entity or agency
definition: State of South Dakota's Corporations Division
is part of: StateOfSouthDakotaGovernment
has website: https://sosenterprise.sd.gov/businessservices/

South Dakota corporations regulator
type: NamedIndividual
type: BusinessRegistrationAuthority
type: RegulatoryAgency
definition: regulatory agency and registration authority role of the State of South Dakota's Secretary of State, Corporations Division
manages: South Dakota business entities registry
provides: South Dakota business registration service
is played by: South Dakota, Secretary of State Corporations Division

South Dakota Registration Authority Code
type: NamedIndividual
type: RegistrationAuthorityCode
definition: GLEIF Registration Authority List identifier for the South Dakota Business Information Registry
has tag: RA000635
identifies: South Dakota business entities registry

state government entity or agency
type: Class
subclass of: GovernmentBody
subclass of: Class
  union of: Instrumentality
  union of: RegionalSovereignty
  union of: GovernmentAgency
  union of: GovernmentDepartment
subclass of: Restriction
  on property: hasJurisdiction
  some values from: Restriction
    on property: hasReach
    some values from: Class
      intersection of: CountrySubdivision
      intersection of: Restriction
        on property: isSubregionOf
        has value: UnitedStatesOfAmerica
definition: formal organization that is an independent agency, instrumentality or other permanent or semi-permanent organization in the machinery of government of any one of the states or territories of the United States

state member bank
type: Class
subclass of: StateCharteredBank
subclass of: Federal Reserve System member
definition: state-chartered bank that is a member of the Federal Reserve System (FRS)
adapted from: http://www.ffiec.gov/nicpubweb/Content/HELP/Institution%20Type%20Description.htm

taxpayer identification number
type: Class
subclass of: TaxIdentifier
subclass of: Restriction
  on property: isApplicableIn
  has value: UnitedStatesJurisdiction
subclass of: Restriction
  on property: isMemberOf
  on class: taxpayer identification numbering scheme
  qualified cardinality: 1
definition: identification number used by the Internal Revenue Service (IRS) in the administration of tax laws in the United States
abbreviation: TIN
adapted from: https://www.irs.gov/individuals/international-taxpayers/taxpayer-identification-numbers-tin
explanatory note: A TIN must be furnished on returns, statements, and other tax related documents. For example a number must be furnished: - When filing tax returns. - When claiming treaty benefits. A TIN must be on a withholding certificate if the beneficial owner is claiming any of the following: - Tax treaty benefits (other than for income from marketable securities) - Exemption for effectively connected income - Exemption for certain annuities.

taxpayer identification numbering scheme
type: Class
subclass of: TaxIdentificationScheme
subclass of: Restriction
  on property: isApplicableIn
  has value: UnitedStatesJurisdiction
definition: tax identification scheme used in the United States
adapted from: https://www.irs.gov/individuals/international-taxpayers/taxpayer-identification-numbers-tin

thrift regulator
type: NamedIndividual
type: primary federal regulator
definition: regulatory agency and registration authority role of the Office of Thrift Supervision (OTS)
adapted from: http://www.occ.gov/about/what-we-do/mission/index-about.html
is played by: Office of Thrift Supervision

U.S. Department of the Treasury
type: NamedIndividual
type: GovernmentAgency
type: federal government entity
definition: U.S. Department of the Treasury, the executive agency responsible for promoting economic prosperity and ensuring the financial security of the United States
explanatory note: The Department is responsible for a wide range of activities such as advising the President on economic and financial issues, encouraging sustainable economic growth, and fostering improved governance in financial institutions. The Department of the Treasury operates and maintains systems that are critical to the nation's financial infrastructure, such as the production of coin and currency, the disbursement of payments to the American public, revenue collection, and the borrowing of funds necessary to run the federal government. The Department works with other federal agencies, foreign governments, and international financial institutions to encourage global economic growth, raise standards of living, and to the extent possible, predict and prevent economic and financial crises. The Treasury Department also performs a critical and far-reaching role in enhancing national security by implementing economic sanctions against foreign threats to the U.S., identifying and targeting the financial support networks of national security threats, and improving the safeguards of our financial systems.
synonym: Treasury Department
is part of: UnitedStatesGovernment
has website: http://www.treasury.gov/Pages/default.aspx
has jurisdiction: UnitedStatesJurisdiction

Uniform Bank Performance Report (UBPR) Repository
type: NamedIndividual
type: Registry
definition: Federal Financial Institutions Examination Council (FFIEC)'s Uniform Bank Performance Report (UBPR) Repository, a repository of institution characteristics and analytical tool created for bank supervisory, examination, and management purposes
explanatory note: In a concise format, it shows the impact of management decisions and economic conditions on a bank's performance and balance-sheet composition. The performance and composition data contained in the report can be used as an aid in evaluating the adequacy of earnings, liquidity, capital, asset and liability management, and growth management. Bankers and examiners alike can use this report to further their understanding of a bank's financial condition, and through such understanding, perform their duties more effectively.
is managed by: federal financial institutions examination regulator

has primary federal regulator
type: ObjectProperty
sub property of: isRegulatedBy
domain: FinancialServiceProvider
range: primary federal regulator
definition: identifies the primary federal regulator for an institution

has secondary federal regulator
type: ObjectProperty
sub property of: isRegulatedBy
domain: FinancialServiceProvider
range: RegulatoryAgency
definition: identifies an additional federal regulator, over and above the primary federal regulator, for an institution